Does dystopian count as fantasy?

April 16, 2012 by Hema Penmetsa

Merriam Webster dictionary defines Dystopia as:

  • An imaginary place where people lead dehumanized and often fearful lives
  • Anti-Utopia

Dystopia derives from the combination of the two Greek words dys [meaning bad/hard] and topia [meaning place/landscape]. Dystopia is also sometimes referred to as Cacotopia.

Humans have always been fascinated with imagining what future — near or far — has in store for them. Weaving dystopian stories is a natural progression of this attraction. So, dystopian fantasy [stories set in a less than optimal world] has been around, I’m sure, since man could exchange ideas with fellow humans using words. Dystopian novels have been published for more than a century now.

Dystopian fantasy is a popular sub-genre of science fiction or, more broadly, speculative fiction.

The young adult market is teeming with dystopian fantasies [Among the Hidden by Margaret Peterson Haddix, The Giver by Lois Lowry, The Uglies by Scott Westerfield, to name a few], although many dystopian adult novels [The Handmaid’s Tale by Margaret Atwood, The Children of Men by P.D. James among others] have been popular over the years, too.

With the recent release of the movie The Hunger Games [based on a YA book of the same name], this genre is probably more popular now than ever.

These novels depict either an individual fighting against oppression or a group of people coping collectively as a society with the dehumanized conditions.

Some of these stories are set in non-specified [in terms of time and geography] worlds, though generally speaking they are set in a future that is dark, dismal and oppressive. The reasons why society, in each of these books, has slid into this state is one of many:

  • The rise to power of one political or religious group of people who then begin a systematic oppression of the society.
  • An apocalyptic disaster, natural or otherwise, resulting in pockets of survivors.
  • An unnatural/mysterious fear or disgust of the world outside. This usually is the consequence of a disaster in the distant past, the details of which none of the living members of the society remembers.
  • Advancement of technology at a more rapid rate than humans could handle. So man has shunned technology and gone back to the dark ages.
  •  Technology has taken over humans, making puppets of them.

 When I first began to read dystopian fantasies I refused to take them seriously, because they seemed overly fantastical and set so far in the future.

And then I picked up The Handmaid’s Tale. This story takes place in the United States where a theocratic regime has made the lives of women sub-human.

The ultimate shock for me? The story unfolds [in an eerily unemotional first person narrative] the truth of how the society has hurtled towards this state within the life span of a modern American woman. This novel forced me to look at the disturbing possibility that something like this could happen to any country, any time.

Despite that realization, I’m not a big fan of dystopian fiction. Why? Because, the eternal optimist in me shrivels up at all the gloom and doom in these stories. Who is to say what the future holds for us humans? Why look at it only through a pessimistic lens and expect the worst?

And the mom in me balks at the supposition that we may be leaving our future generations to such a miserable future.

Even if you haven’t had a chance to read a book set in dystopia, you may have encountered it in movies such as: The Matrix, Minority Report, Total Recall and Avatar.

So, do you like dystopian fantasies? Why or why not?

A Utopia is considered an ideally perfect place, especially in its social, political, and moral aspects. The idea of it is derived from a 1516 book by Sir Thomas More that describes an imaginary ideal society free of poverty and suffering.

More coined the expression “utopia” from Greek words. It literally means “no place,” conveying the idea that no such place could actually exist because it doesn’t reflect the realities of human nature or existence.

Examples of utopia include the mystical “Shangri-la” from the 1933 novel Lost Horizon and the 23rd century Earth depicted in Star Trek.

Dystopia is the opposite of utopia: a state in which the conditions of human life are extremely bad as from deprivation or oppression or terror [or all three]. A dystopian society is characterized by human misery in the form of squalor, oppression, disease, overcrowding, environmental destruction, or war. Below is an example of a real dystopia in present-day Syria.

Other real life dystopias include the massive fire destruction in the Western United States due to climate change; and the pandemic raging through authoritarian countries such as India and Brazil.

Dystopian fiction meaning

Characteristics of Dystopian Fiction

The dystopian genre imagines worlds or societies where life is extremely bad because of deprivation or oppression or terror, and human society is characterized by human misery, such as squalor, oppression, disease, overcrowding, environmental destruction, or war.

Dystopian fiction worlds — whether in novels, films, comic books/graphic novels, or video games — tend to contain many of the same narrative features. Common elements of dystopian fiction include societies engaged in forever wars, and characterized by extreme social and economic class divides, mass poverty, environmental devastation, anarchy, and loss of individuality.

As the video details, social control is another major feature of dystopian fiction. Dystopian authors represent social control as wielded by any number of powerful entities, including:

  • Corporate
  • Religious/Philosophical
  • Technological
  • Bureaucratic
  • Reproductive

Totalitarianism — defined as total social control over a given population through techniques such as thought police and surveillance — is also a feature of dystopian fiction. It figures prominently in famous dystopian novels such as George Orwell’s 1984, which we investigate further below.

Dystopian speculative fiction

The purpose of Dystopian Fiction 

Dystopian fiction is usually set in the near — rather than far — future to generate urgency about real current events. Because dystopian literature and cinema is set in the future, it is by definition science fiction. However, this can also look very different than the best sci-fi movies.

Both science fiction and dystopian fiction belong to the larger category of “speculative” fiction. This type of fiction speculates what might happen to society if humans don’t deal with existential threats such as climate change, nuclear war, over-population, or authoritarianism. 

In this video, Margaret Atwood, author of The Handmaid’s Tale, discusses dystopian speculative fiction and her experience writing dystopian fiction:

While not all allegories are dystopias, dystopias are also almost always allegories. Allegories are stories that comment on and criticize contemporary events, people, policies, etc. The purpose of dystopian fiction as allegory is to serve as a warning about how things could go wrong if we don’t change.

Here's one of the most famous allegories — Plato's Allegory of the Cave.

Dystopian fiction examples include allegories about the catastrophic effects of climate change such as Wall-E [2008], and the Roland Emmerich films The Day After Tomorrow [2004] and 2012 [2009].

To sum up: the dystopian genre typically belongs to the literary and cinematic categories of science fiction, speculative fiction and allegory.

Dystopian literature is very common and has been around since at least the late 19th century. One of the first dystopian fiction novels is Erewhon [1872] by Samuel Butler, an early commentary on the dangers of artificial intelligence. Another example of early dystopian literature is The Iron Heel [1908] by Jack London, which prophecies the extreme class divides and fascist regimes of the 20th century.

Other famous dystopian novels include:

  • Brave New World [1932] - Aldous Huxley
  • Fahrenheit 451 [1953] - Ray Bradbury
  • Lord of the Flies [1954] - William Golding
  • A Clockwork Orange [1962] - Anthony Burgess
  • V for Vendetta [1982] - Alan Moore and David Lloyd
  • The Handmaid’s Tale [1985] and The Testaments [2019] - Margaret Atwood
  • The Children of Men [1992] - P.D. James
  • The Road [2006] - Cormac McCarthy
  • The Hunger Games series [2008-2010] - Suzanne Collins

Each of these famous dystopian novels has also been made into a movie, showing how popular the genre is with mass audiences. Elements of dystopian fiction translate well into cinema largely because the worlds are so epic and visually striking.

One of the most famous dystopian fiction examples is George Orwell’s 1984 [1948]. Orwell's book imagines what England would be like under extreme fascist or totalitarian rule, such as that of Nazi Germany or The Soviet Union. The video below summarizes the novel and illuminates its dystopian elements, including thought police and loss of individuality.

1984 has influenced countless dystopian authors since its publication and has become a cultural touchstone, commonly referenced to describe dystopian threats to the real world. One famous example of its influence is Ridley Scott’s famous Apple commercial, which aired during the 1984 Super Bowl.

In the ad, Apple Macintosh is portrayed as the revolutionary brand bursting through the rigid constraints of the thought police.

Dystopian Fiction definition and examples

Utopian and Dystopian Fiction

It may seem counterintuitive, but utopian fiction is really often just dystopian fiction. In other words, such stories may present utopian worlds on the surface — societies free of war, poverty, and environmental decay.

But these utopias are usually portrayed as resulting from class exploitation, and/or the loss of individual liberties such as free expression and reproductive rights, giving them many shared characteristics of dystopian fiction.

Examples include H.G Wells’ novel The Time Machine [1895], in which a future Utopian world is powered by the underground slave community. Or consider the world of the film Pleasantville [1998] in which a perfect society can only exist because of bland conformity.

Wall-E features both a traditional dystopia and utopia. On Earth, environmental devastation has rendered unfit for human inhabitation. This is paired with a nominal “utopia” on the galactic cruise ship where humans now live. Supposedly all human needs are provided for in this utopia, but people lack access to the kinds of experiences that would make them fully human.

  • Literary Devices →
  • The Adapted Screenplay →
  • Best Book to Screen Adaptations →

Dystopian speculative fiction continues to be among the most popular types of science fiction not only in literature, but also in film and television. But what does dystopian fiction mean to so many people? Why is it so popular?

One reason is that dystopian fiction is a form of prophecy. We are fascinated and terrified by our possible futures and what might become of us, especially because of a general perception that things are getting worse, that we are edging towards real life dystopia

Famous dystopian examples in cinema include:

Conversely, dystopian fiction examples can also be comforting, because we can become pleasurably involved in a compelling story world while recognizing that our world is not yet as awful as the one presented on screen. We can come away from a dystopian film or TV show feeling like there is still hope for change in our own world.

Current and recent TV shows featuring dystopias include:

Dystopian science fiction films rely heavily on elaborate special effects and mise-en-scene to create their futuristic worlds.

Mise-en-scene elements:

  • Set design
  • Lighting
  • Costumes
  • Make-up
  • Props
  • Cast
  • Shot composition

The seminal movie dystopia Blade Runner [1982, dir. Ridley Scott] is famous for its mise-en-scene, cinematography and visual effects. All of which have been hugely influential on dystopian fiction books, TV, video games, and graphic novels.

Blade Runner features many typical characteristics of dystopian fiction such as environmental devastation, authoritarianism, and corporate control.

Blade Runner 2049 [set 30 years after the original] expands the mise-en-scene of the original, using more sophisticated special effects to present a larger world more fully in the grip of dystopia.

A monolithic corporate structure dwarfs regular skyscrapers. A dirty bomb has turned Las Vegas into a glowing orange ghost town. And the city formerly known as San Diego is now a gigantic garbage dump.

The dystopian vision of Blade Runner has influenced many video games, including CyberPunk 2077, which owes much of its look and feel to Ridley Scott’s movie.

The visual aesthetic of the Blade Runner movies’ dystopian landscape has become so prevalent in culture that it’s not uncommon for real life dystopian visions to be compared to it. Take this video of San Francisco being affected by wildfire and the eerie similarities to Blade Runner.

In reviewing features of dystopian fiction, we have established that dystopian fiction is a subgenre of science fiction. Next, let’s discover famous dystopian fiction examples within science fiction cinema by looking at a list of important science fiction films. Take a look at features of dystopian fiction in the larger context of sci-fi now.

Up Next: Best Sci-Fi Movies →

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